"According to the Uniform Securities Act it is unlawful for an investment adviser to tell a client that the administrator:"

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31-12-2020
Business

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"According to the Uniform Securities Act it is unlawful for an investment adviser to tell a client that the administrator:"

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AnShults AnShults · Answer 1 · 2021-01-06T06:32:03+01:00

Answer:

According to the Uniform Securities Act it is unlawful for an investment adviser to tell a client that the administrator is explained below in details.

Explanation:

Any investment adviser needed to be enrolled to employ an investment adviser spokesperson unless the investment adviser spokesperson is enrolled following this act, present that the enrollment of an investment adviser spokesperson is not valid throughout any period when he is not contracted by an investment adviser recorded under this act.