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29-06-2019
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Under the Securities Act of 1933, which of the following would MOST LIKELY be included in the definition of an underwriter? a. An agent b. A broker-dealer c. An investment adviser representative d. An issuer

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Animeaesthetic Animeaesthetic

29-06-2019

Under the Securities Act of 1933, A broker-dealer would MOST LIKELY be included in the definition of an underwriter.

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