Jazminnexoxo2790 Jazminnexoxo2790
  • 20-02-2024
  • Business
contestada

Which of the following activities by an agent of a broker-dealer would be unethical according to the Uniform Securities Act?

a) Providing accurate information

b) Acting in the client's best interest

c) Engaging in fraudulent practices

d) Disclosing potential risks

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