The statement "These securities have not been approved or disapproved nor have any representations been made about the accuracy or the adequacy of the information" is ________.
1) mandated to be in the final prospectus by the Securities and Exchange Commission (SEC).
2) is the disclaimer placed by the underwriters in a tombstone advertisement.
3) mandated by the Financial Industry Regulatory Authority (FINRA) to be placed in both the preliminary and final prospectus.
4) placed by the issuer in the preliminary prospectus.
